Perotti Daniel Stanley's Form 4 filing
PennyMac Financial Services, Inc. (PFSI) · filed Dec 23, 2024
- Accession no.
- 0001127602-24-030004
- Filed
- Dec 23, 2024
- Trade date
- Dec 20, 2024
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.67M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Perotti Daniel StanleyCIK 0001591994 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 20, 2024 | Common Stock | MOption exerciseAcquired | +16,481 | $17.52 | +$288,747.12 | 53,982 | Direct | |
| Dec 20, 2024 | Common Stock | SSaleDisposed | −16,381 | $101.56F2 | −$1,663,654.36 | 37,601 | Direct | |
| Dec 20, 2024 | Common Stock | SSaleDisposed | −100 | $101.99 | −$10,199 | 37,501 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 20, 2024 | Common Stock | MOption exerciseDisposed | −16,481 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported is the weighted average price of multiple transactions ranging from $100.97 to $101.95. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.