Pinchuk Nicholas T's Form 4 filing
Snap-on IncSNA · filed Dec 9, 2024
- Accession no.
- 0001127602-24-028879
- Filed
- Dec 9, 2024
- Trade date
- Dec 9, 2024
- Filing delay
- Same day
- Rule 10b5-1 plan
- Checked
This filing lists 8 non-derivative transactions and 1 derivative transaction. Open-market sales total $7.73M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pinchuk Nicholas TCIK 0001246136 | Director, Officer (Chairman, President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 9, 2024 | Common Stock | MOption exerciseAcquired | +32,500 | $144.69 | +$4,702,425 | 791,520.99 | Direct | |
| Dec 9, 2024 | Common Stock | SSaleDisposed | −10,951 | $353.57F3 | −$3,871,945.07 | 780,569.99 | Direct | |
| Dec 9, 2024 | Common Stock | SSaleDisposed | −4,184 | $354.21F4 | −$1,482,014.64 | 776,385.99 | Direct | |
| Dec 9, 2024 | Common Stock | SSaleDisposed | −610 | $355.59F5 | −$216,909.9 | 775,775.99 | Direct | |
| Dec 9, 2024 | Common Stock | SSaleDisposed | −2,911 | $356.47F6 | −$1,037,684.17 | 772,864.99 | Direct | |
| Dec 9, 2024 | Common Stock | SSaleDisposed | −927 | $357.28F7 | −$331,198.56 | 771,937.99 | Direct | |
| Dec 9, 2024 | Common Stock | SSaleDisposed | −2,000 | $358.77F8 | −$717,540 | 769,937.99 | Direct | |
| Dec 9, 2024 | Common Stock | SSaleDisposed | −200 | $359.58 | −$71,916 | 769,737.99 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 9, 2024 | Common Stock | MOption exerciseDisposed | −32,500 | –F11 | – | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $353.04 to $354.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $354.05 to $355.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $355.06 to $355.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $356.12 to $357.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $357.15 to $357.39. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $358.18 to $359.17. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.
- F11
Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan, which was adopted on October 26, 2023.
Referenced by the price of 1 transaction in Table II.