Goldstein Robert L.'s Form 4 filing
BlackRock, Inc.BLK · filed Dec 6, 2024
- Accession no.
- 0001127602-24-028811
- Filed
- Dec 6, 2024
- Trade date
- Dec 5, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 12 non-derivative transactions and 1 derivative transaction. Open-market sales total $56.5M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Goldstein Robert L.CIK 0001561432 | Officer (Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 5, 2024 | Shares Of Common Stock (par Value $0.01 Per Share) | MOption exerciseAcquired | +54,000 | $513.50 | +$27,729,000 | 95,916 | Direct | |
| Dec 5, 2024 | Shares Of Common Stock (par Value $0.01 Per Share) | SSaleDisposed | −477 | $1,042.11F2 | −$497,086.47 | 95,439 | Direct | |
| Dec 5, 2024 | Shares Of Common Stock (par Value $0.01 Per Share) | SSaleDisposed | −5,167 | $1,043.19F3 | −$5,390,162.73 | 90,272 | Direct | |
| Dec 5, 2024 | Shares Of Common Stock (par Value $0.01 Per Share) | SSaleDisposed | −5,620 | $1,044.22F4 | −$5,868,516.4 | 84,652 | Direct | |
| Dec 5, 2024 | Shares Of Common Stock (par Value $0.01 Per Share) | SSaleDisposed | −16,824 | $1,045.01F5 | −$17,581,248.24 | 67,828 | Direct | |
| Dec 5, 2024 | Shares Of Common Stock (par Value $0.01 Per Share) | SSaleDisposed | −8,672 | $1,046.19F6 | −$9,072,559.68 | 59,156 | Direct | |
| Dec 5, 2024 | Shares Of Common Stock (par Value $0.01 Per Share) | SSaleDisposed | −5,974 | $1,047.16F7 | −$6,255,733.84 | 53,182 | Direct | |
| Dec 5, 2024 | Shares Of Common Stock (par Value $0.01 Per Share) | SSaleDisposed | −3,417 | $1,048.28F8 | −$3,581,972.76 | 49,765 | Direct | |
| Dec 5, 2024 | Shares Of Common Stock (par Value $0.01 Per Share) | SSaleDisposed | −4,657 | $1,049.19F9 | −$4,886,077.83 | 45,108 | Direct | |
| Dec 5, 2024 | Shares Of Common Stock (par Value $0.01 Per Share) | SSaleDisposed | −2,959 | $1,050.12F10 | −$3,107,305.08 | 42,149 | Direct | |
| Dec 5, 2024 | Shares Of Common Stock (par Value $0.01 Per Share) | SSaleDisposed | −233 | $1,051.02F11 | −$244,887.66 | 41,916 | Direct | |
| Dec 5, 2024 | Shares Of Common Stock (par Value $0.01 Per Share) | GGiftDisposed | −950 | $0.00 | $0 | 40,966 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 5, 2024 | Common Stock | MOption exerciseDisposed | −54,000 | $0.00 | $0 | 54,190 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $1,041.63 to $1,042.62. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $1,042.66 to $1,043.64. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $1,043.67 to $1,044.67. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $1,044.68 to $1,045.68. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $1,045.72 to $1,046.68. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $1,046.69 to $1,047.65. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $1,047.72 to $1,048.72. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $1,048.74 to $1,049.72. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $1,049.80 to $1,050.74. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $1,051.00 to $1,051.02. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
Remarks
On October 1, 2024, BlackRock, Inc. (formerly known as BlackRock Funding, Inc.) became the successor issuer to BlackRock Finance, Inc. (formerly known as BlackRock, Inc.) pursuant to certain previously announced transactions, including an internal reorganization. The reorganization resulted in BlackRock, Inc. (formerly known as BlackRock Funding, Inc.) becoming the parent holding company of BlackRock Finance, Inc. (formerly known as BlackRock, Inc.) but did not alter the proportionate interests of former BlackRock, Inc. security holders.