Montgomery Alan Bruce's Form 4 filing
Xencor Inc (XNCR) · filed Dec 4, 2024
- Accession no.
- 0001127602-24-028676
- Filed
- Dec 4, 2024
- Trade date
- Dec 2-4, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 4 derivative transactions. Open-market sales total $397.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Montgomery Alan BruceCIK 0001313936 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 2, 2024 | Common Stock | MOption exerciseAcquired | +8,293 | $15.35 | +$127,297.55 | 17,433 | Direct | |
| Dec 2, 2024 | Common Stock | MOption exerciseAcquired | +5,008 | $20.00 | +$100,160 | 22,441 | Direct | |
| Dec 2, 2024 | Common Stock | SSaleDisposed | −13,301 | $27.03 | −$359,526.03 | 9,140 | Direct | |
| Dec 4, 2024 | Common Stock | MOption exerciseAcquired | +991 | $15.35 | +$15,211.85 | 10,131 | Direct | |
| Dec 4, 2024 | Common Stock | MOption exerciseAcquired | +430 | $20.00 | +$8,600 | 10,561 | Direct | |
| Dec 4, 2024 | Common Stock | SSaleDisposed | −1,421 | $27.03 | −$38,409.63 | 9,140 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 2, 2024 | Common Stock | MOption exerciseDisposed | −5,008 | $0.00 | $0 | 2,492 | Direct | |
| Dec 2, 2024 | Common Stock | MOption exerciseDisposed | −8,293 | $0.00 | $0 | 6,707 | Direct | |
| Dec 4, 2024 | Common Stock | MOption exerciseDisposed | −991 | $0.00 | $0 | 5,716 | Direct | |
| Dec 4, 2024 | Common Stock | MOption exerciseDisposed | −430 | $0.00 | $0 | 2,062 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.