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Dorfman Mark's Form 4 filing

Leonardo DRS, Inc. (DRS) · filed Dec 3, 2024

Accession no.
0001127602-24-028538
Filed
Dec 3, 2024
Trade date
Nov 29-Dec 2, 2024
Filing delay
4 days
Rule 10b5-1 plan
Checked

This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $784.8K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Dorfman MarkCIK 0001849648Officer (EVP, GC and Secretary)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 29, 2024Common StockMOption exerciseAcquired+44,572$0.00$061,640Direct
Nov 29, 2024Common StockFTax withholdingDisposed−21,529$34.77−$748,563.3340,111Direct
Nov 29, 2024Common StockMOption exerciseAcquired+29,715$0.00$069,826Direct
Nov 29, 2024Common StockFTax withholdingDisposed−14,353$34.77−$499,053.8155,473Direct
Dec 2, 2024Common StockSSaleDisposed−23,042$34.06−$784,810.5232,431Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 29, 2024Common StockMOption exerciseDisposed−44,572$0.00$00Direct
Nov 29, 2024Common StockMOption exerciseDisposed−29,715$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)