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Gray James D's Form 4/A amendment

Amended

Ingredion Inc (INGR) · filed Dec 2, 2024

Accession no.
0001127602-24-028311
Filed
Dec 2, 2024
Trade date
Nov 29, 2024
Filing delay
3 days
Rule 10b5-1 plan
Checked
Original filed
Dec 2, 2024

This filing lists 8 non-derivative transactions and 4 derivative transactions. Open-market sales total $8.05M. It was filed 3 days after the trade.

This amendment replaces 0001127602-24-028250 (filed Dec 2, 2024).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Gray James DCIK 0001699728Officer (Executive VP and CFO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 29, 2024Common StockMOption exerciseAcquired+4,807$99.96+$480,507.7217,602.12Direct
Nov 29, 2024Common StockSSaleDisposed−4,807$146.69F1−$705,138.8312,795.12Direct
Nov 29, 2024Common StockMOption exerciseAcquired+12,090$118.97+$1,438,347.324,885.12Direct
Nov 29, 2024Common StockSSaleDisposed−12,090$146.77F2−$1,774,449.312,795.12Direct
Nov 29, 2024Common StockMOption exerciseAcquired+18,352$130.30+$2,391,265.631,147.12Direct
Nov 29, 2024Common StockSSaleDisposed−18,352$146.78F1−$2,693,706.5612,795.12Direct
Nov 29, 2024Common StockMOption exerciseAcquired+19,620$91.85+$1,802,09732,415.12Direct
Nov 29, 2024Common StockSSaleDisposed−19,620$146.76F1−$2,879,431.212,795.12Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 29, 2024Common StockMOption exerciseDisposed−4,807$0.00$00Direct
Nov 29, 2024Common StockMOption exerciseDisposed−12,090$0.00$00Direct
Nov 29, 2024Common StockMOption exerciseDisposed−18,352$0.00$00Direct
Nov 29, 2024Common StockMOption exerciseDisposed−19,620$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.795 to $147.76, inclusive. The reporting person undertakes to provide full information as requested regarding the number of shares sold at each separate price.

Referenced by the price of 3 transactions in Table I.

F2

The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.82 to $147.75, inclusive. The reporting person undertakes to provide full information as requested regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F3

Includes restricted stock units ("RSUs") acquired through deemed dividend reinvestment. RSUs acquired through deemed dividend reinvestment vest on the dates when the RSUs with respect to which they are deemed dividends vest.

F4

These options vested in three equal annual installments on February 2, 2017, 2018 and 2019.

F5

These options vested in three equal annual installments on February 7, 2018, 2019 and 2020.

F6

These options vested in three equal annual installments on February 6, 2019, 2020 and 2021.

F7

These options vested in three equal annual installments on February 8, 2020, 2021 and 2022.

Remarks

Amended to check the box to indicate that this transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). This was inadvertently omitted in the original.

Read the full filing on SEC EDGAR (opens in a new tab)