HUANG Duoduo (Howard)'s Form 4 filing
Yum China Holdings, Inc. (YUMC) · filed Nov 27, 2024
- Accession no.
- 0001127602-24-028142
- Filed
- Nov 27, 2024
- Trade date
- Nov 25, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $302.7K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| HUANG Duoduo (Howard)CIK 0001968156 | Officer (Chief Supply Chain Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 25, 2024 | Common Stock | MOption exerciseAcquired | +10,225 | $22.32 | +$228,222 | 21,318 | Direct | |
| Nov 25, 2024 | Common Stock | MOption exerciseAcquired | +1,700 | $21.06 | +$35,802 | 23,018 | Direct | |
| Nov 25, 2024 | Common Stock | SSaleDisposed | −5,430 | $47.47 | −$257,762.1 | 17,588 | Direct | |
| Nov 25, 2024 | Common Stock | SSaleDisposed | −947 | $47.47 | −$44,954.09 | 16,641 | Direct | |
| Nov 25, 2024 | Common Stock | DReturned to the companyDisposed | −4,795 | $47.60 | −$228,242 | 11,846 | Direct | |
| Nov 25, 2024 | Common Stock | DReturned to the companyDisposed | −753 | $47.60 | −$35,842.8 | 11,093 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 25, 2024 | Common Stock | MOption exerciseDisposed | −10,225 | $0.00 | $0 | 0 | Direct | |
| Nov 25, 2024 | Common Stock | MOption exerciseDisposed | −1,700 | $0.00 | $0 | 8,708 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.