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Oliver George's Form 4 filing

Johnson Controls International plc (JCI) · filed Nov 25, 2024

Accession no.
0001127602-24-028031
Filed
Nov 25, 2024
Trade date
Nov 22-25, 2024
Filing delay
3 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $15.1M. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Oliver GeorgeCIK 0001403297Officer (Chairman & CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 22, 2024Ordinary SharesMOption exerciseAcquired+170,430$34.82+$5,934,372.61,337,421.71Direct
Nov 22, 2024Ordinary SharesSSaleDisposed−170,430$83.70−$14,264,9911,166,991.71Direct
Nov 25, 2024Ordinary SharesMOption exerciseAcquired+10,304$34.82+$358,785.281,177,295.71Direct
Nov 25, 2024Ordinary SharesSSaleDisposed−10,304$84.14−$866,978.561,166,991.71Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 22, 2024Ordinary SharesMOption exerciseDisposed−170,430$0.00$010,304Direct
Nov 25, 2024Ordinary SharesMOption exerciseDisposed−10,304$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)