Dahiyat Bassil I's Form 4 filing
Xencor Inc (XNCR) · filed Nov 25, 2024
- Accession no.
- 0001127602-24-027976
- Filed
- Nov 25, 2024
- Trade date
- Nov 21-22, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.19M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dahiyat Bassil ICIK 0001591312 | Director, Officer (PRESIDENT & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 21, 2024 | Common Stock | MOption exerciseAcquired | +49,278 | $15.69 | +$773,171.82 | 401,893 | Direct | |
| Nov 21, 2024 | Common Stock | SSaleDisposed | −49,278 | $24.07 | −$1,186,121.46 | 352,615 | Direct | |
| Nov 22, 2024 | Common Stock | MOption exerciseAcquired | +13,548 | $15.69 | +$212,568.12 | 366,163 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 21, 2024 | Common Stock | MOption exerciseDisposed | −49,278 | $0.00 | $0 | 22,356 | Direct | |
| Nov 22, 2024 | Common Stock | MOption exerciseDisposed | −13,548 | $0.00 | $0 | 8,808 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.