Oliver George's Form 4 filing
Johnson Controls International plc (JCI) · filed Nov 21, 2024
- Accession no.
- 0001127602-24-027855
- Filed
- Nov 21, 2024
- Trade date
- Nov 20-21, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $24.4M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Oliver GeorgeCIK 0001403297 | Officer (Chairman & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 20, 2024 | Ordinary Shares | MOption exerciseAcquired | +224,152 | $34.82 | +$7,804,972.64 | 1,391,143.71 | Direct | |
| Nov 20, 2024 | Ordinary Shares | SSaleDisposed | −224,152 | $82.72 | −$18,541,853.44 | 1,166,991.71 | Direct | |
| Nov 21, 2024 | Ordinary Shares | MOption exerciseAcquired | +69,382 | $34.82 | +$2,415,881.24 | 1,236,373.71 | Direct | |
| Nov 21, 2024 | Ordinary Shares | SSaleDisposed | −69,382 | $84.40 | −$5,855,840.8 | 1,166,991.71 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 20, 2024 | Ordinary Shares | MOption exerciseDisposed | −224,152 | $0.00 | $0 | 250,116 | Direct | |
| Nov 21, 2024 | Ordinary Shares | MOption exerciseDisposed | −69,382 | $0.00 | $0 | 180,734 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.