Heyman William H's Form 4 filing
Travelers Companies, Inc. (TRV) · filed Nov 19, 2024
- Accession no.
- 0001127602-24-027623
- Filed
- Nov 19, 2024
- Trade date
- Nov 15-18, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.56M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Heyman William HCIK 0001198930 | Officer (Vice Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2024 | Common Stock | MOption exerciseAcquired | +5,000 | $140.85 | +$704,250 | 255,384.45 | Direct | |
| Nov 15, 2024 | Common Stock | SSaleDisposed | −2,000 | $259.25F1 | −$518,500 | 253,384.45 | Direct | |
| Nov 15, 2024 | Common Stock | SSaleDisposed | −2,000 | $260.25F2 | −$520,500 | 251,384.45 | Direct | |
| Nov 15, 2024 | Common Stock | SSaleDisposed | −1,000 | $261.00 | −$261,000 | 250,384.45 | Direct | |
| Nov 18, 2024 | Common Stock | MOption exerciseAcquired | +1,000 | $140.85 | +$140,850 | 251,384.45 | Direct | |
| Nov 18, 2024 | Common Stock | SSaleDisposed | −1,000 | $262.00 | −$262,000 | 250,384.45 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2024 | Common Stock | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 1,000 | Direct | |
| Nov 18, 2024 | Common Stock | MOption exerciseDisposed | −1,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighted average sales price for increments ranging from $259.00 to $259.50. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Represents the weighted average sales price for increments ranging from $260.00 to $260.50. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.