Desjarlais John R's Form 4 filing
Xencor Inc (XNCR) · filed Nov 13, 2024
- Accession no.
- 0001127602-24-027248
- Filed
- Nov 13, 2024
- Trade date
- Nov 11-12, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.61M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Desjarlais John RCIK 0001591313 | Officer (SR. VICE PRESIDENT & CSO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2024 | Common Stock | MOption exerciseAcquired | +68,684 | $15.69 | +$1,077,651.96 | 268,788 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −68,684 | $23.48 | −$1,612,700.32 | 200,104 | Direct | |
| Nov 12, 2024 | Common Stock | MOption exerciseAcquired | +12,774 | $15.69 | +$200,424.06 | 212,878 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2024 | Common Stock | MOption exerciseDisposed | −68,684 | $0.00 | $0 | 16,316 | Direct | |
| Nov 12, 2024 | Common Stock | MOption exerciseDisposed | −12,774 | $0.00 | $0 | 3,542 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.