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Daniels Michael E's Form 4 filing

Nicolet Bankshares Inc (NIC) · filed Nov 13, 2024

Accession no.
0001127602-24-027150
Filed
Nov 13, 2024
Trade date
Nov 11-12, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.32M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Daniels Michael ECIK 0001243706Director, Officer (Chairman, President & CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 11, 2024Common StockMOption exerciseAcquired+4,869$48.85+$237,850.6577,303Direct
Nov 11, 2024Common StockSSaleDisposed−4,869$115.00−$559,93572,434Direct
Nov 12, 2024Common StockMOption exerciseAcquired+6,580$48.85+$321,43379,014Direct
Nov 12, 2024Common StockSSaleDisposed−6,580$115.00−$756,70072,434Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 11, 2024Common StockMOption exerciseDisposed−4,869$0.00$06,580Direct
Nov 12, 2024Common StockMOption exerciseDisposed−6,580$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)