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Witczak Eric James's Form 4 filing

Nicolet Bankshares Inc (NIC) · filed Nov 13, 2024

Accession no.
0001127602-24-027144
Filed
Nov 13, 2024
Trade date
Nov 11, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.30M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Witczak Eric JamesCIK 0001667436Officer (EVP & Secretary)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 11, 2024Common StockMOption exerciseAcquired+20,343$48.85+$993,755.5545,873Direct
Nov 11, 2024Common StockSSaleDisposed−10,172$112.22−$1,141,501.8435,701Direct
Nov 11, 2024Common StockSSaleDisposed−10,171$114.00−$1,159,49425,530Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 11, 2024Common StockMOption exerciseDisposed−20,343$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)