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Berra Albert L's Form 4 filing

Sierra Bancorp (BSRR) · filed Nov 12, 2024

Accession no.
0001127602-24-027113
Filed
Nov 12, 2024
Trade date
Nov 7, 2024
Filing delay
5 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $81.9K. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Berra Albert LCIK 0001214069Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 7, 2024Common StockMOption exerciseAcquired+5,000$16.35+$81,750152,603Direct
Nov 7, 2024Common StockSSaleDisposed−2,540$32.24−$81,889.6150,063Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 7, 2024Common StockMOption exerciseDisposed−5,000$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)