Hutjens Brad Vincent's Form 4 filing
Nicolet Bankshares Inc (NIC) · filed Nov 12, 2024
- Accession no.
- 0001127602-24-027106
- Filed
- Nov 12, 2024
- Trade date
- Nov 8-11, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 7 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.51M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hutjens Brad VincentCIK 0001664629 | Officer (EVP - CCO - Nicolet Natl Bank) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2024 | Common Stock | MOption exerciseAcquired | +4,500 | $48.85 | +$219,825 | 31,174 | Direct | |
| Nov 8, 2024 | Common Stock | SSaleDisposed | −4,500 | $110.90 | −$499,050 | 26,674 | Direct | |
| Nov 11, 2024 | Common Stock | MOption exerciseAcquired | +9,000 | $48.85 | +$439,650 | 35,674 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −4,500 | $111.85 | −$503,325 | 31,174 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −4,162 | $112.85 | −$469,681.7 | 27,012 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −200 | $112.86 | −$22,572 | 26,812 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −138 | $112.88 | −$15,577.44 | 26,674 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2024 | Common Stock | MOption exerciseDisposed | −4,500 | $0.00 | $0 | 22,500 | Direct | |
| Nov 11, 2024 | Common Stock | MOption exerciseDisposed | −9,000 | $0.00 | $0 | 13,500 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.