Heyman William H's Form 4 filing
Travelers Companies, Inc. (TRV) · filed Nov 12, 2024
- Accession no.
- 0001127602-24-027002
- Filed
- Nov 12, 2024
- Trade date
- Nov 8-11, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 7 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.58M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Heyman William HCIK 0001198930 | Officer (Vice Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2024 | Common Stock | MOption exerciseAcquired | +3,000 | $140.85 | +$422,550 | 253,384.45 | Direct | |
| Nov 8, 2024 | Common Stock | SSaleDisposed | −2,000 | $255.75F1 | −$511,500 | 251,384.45 | Direct | |
| Nov 8, 2024 | Common Stock | SSaleDisposed | −1,000 | $256.50 | −$256,500 | 250,384.45 | Direct | |
| Nov 11, 2024 | Common Stock | MOption exerciseAcquired | +7,000 | $140.85 | +$985,950 | 257,384.45 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −4,000 | $257.96F2 | −$1,031,840 | 253,384.45 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −2,000 | $259.25F3 | −$518,500 | 251,384.45 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −1,000 | $260.00 | −$260,000 | 250,384.45 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2024 | Common Stock | MOption exerciseDisposed | −3,000 | $0.00 | $0 | 13,000 | Direct | |
| Nov 11, 2024 | Common Stock | MOption exerciseDisposed | −7,000 | $0.00 | $0 | 6,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighted average sales price for increments ranging from $255.50 to $256.00. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Represents the weighted average sales price for increments ranging from $257.67 to $258.50. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average sales price for increments ranging from $259.00 to $259.50. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.