Sullivan Andrew F's Form 4 filing
Prudential Financial Inc (PFH) · filed Nov 12, 2024
- Accession no.
- 0001127602-24-026975
- Filed
- Nov 12, 2024
- Trade date
- Nov 7, 2024
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.19M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sullivan Andrew FCIK 0001795452 | Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 7, 2024 | Common Stock | MOption exerciseAcquired | +2,341 | $93.36 | +$218,555.76 | 16,032 | Direct | |
| Nov 7, 2024 | Common Stock | MOption exerciseAcquired | +24,776 | $95.87 | +$2,375,275.12 | 40,808 | Direct | |
| Nov 7, 2024 | Common Stock | SSaleDisposed | −22,868 | $124.03 | −$2,836,318.04 | 17,940 | Direct | |
| Nov 7, 2024 | Common Stock | SSaleDisposed | −2,817 | $124.68 | −$351,223.56 | 15,123 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 7, 2024 | Common Stock | MOption exerciseDisposed | −2,341 | $0.00 | $0 | 0 | Direct | |
| Nov 7, 2024 | Common Stock | MOption exerciseDisposed | −24,776 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.