Squeri Stephen J's Form 4 filing
American Express Co (AXP) · filed Nov 12, 2024
- Accession no.
- 0001127602-24-026956
- Filed
- Nov 12, 2024
- Trade date
- Nov 7, 2024
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not checked
This filing lists 7 non-derivative transactions and 2 derivative transactions. Open-market sales total $48.9M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Squeri Stephen JCIK 0001326109 | Director, Officer (Chairman and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 7, 2024 | Common Stock | MOption exerciseAcquired | +66,225 | $97.98 | +$6,488,725.5 | 159,035 | Direct | |
| Nov 7, 2024 | Common Stock | MOption exerciseAcquired | +104,407 | $100.96 | +$10,540,930.72 | 263,442 | Direct | |
| Nov 7, 2024 | Common Stock | SSaleDisposed | −28,446 | $285.49 | −$8,121,048.54 | 234,996 | Direct | |
| Nov 7, 2024 | Common Stock | SSaleDisposed | −34,569 | $286.13 | −$9,891,227.97 | 200,427 | Direct | |
| Nov 7, 2024 | Common Stock | SSaleDisposed | −65,200 | $286.54 | −$18,682,408 | 135,227 | Direct | |
| Nov 7, 2024 | Common Stock | SSaleDisposed | −22,009 | $287.36 | −$6,324,506.24 | 113,218 | Direct | |
| Nov 7, 2024 | Common Stock | SSaleDisposed | −20,408 | $288.05 | −$5,878,524.4 | 92,810 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 7, 2024 | Common Stock | MOption exerciseDisposed | −66,225 | $0.00 | $0 | 0 | Direct | |
| Nov 7, 2024 | Common Stock | MOption exerciseDisposed | −104,407 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.