Braeger Matthew R's Form 4 filing
Associated Banc-Corp (ASB) · filed Nov 12, 2024
- Accession no.
- 0001127602-24-026945
- Filed
- Nov 12, 2024
- Trade date
- Nov 7-8, 2024
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $690.6K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Braeger Matthew RCIK 0001721131 | Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 7, 2024 | Common Stock $0.01 Par Value | ILess common codeAcquired | +744 | $26.86 | +$19,983.84 | 744 | Indirect | |
| Nov 8, 2024 | Common Stock $0.01 Par Value | MOption exerciseAcquired | +7,911 | $24.25 | +$191,841.75 | 20,850.1 | Direct | |
| Nov 8, 2024 | Common Stock $0.01 Par Value | MOption exerciseAcquired | +2,435 | $22.01 | +$53,594.35 | 23,285.1 | Direct | |
| Nov 8, 2024 | Common Stock $0.01 Par Value | MOption exerciseAcquired | +15,577 | $20.32 | +$316,524.64 | 38,862.1 | Direct | |
| Nov 8, 2024 | Common Stock $0.01 Par Value | SSaleDisposed | −25,923 | $26.64 | −$690,588.72 | 12,939.1 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2024 | Common Stock $0.01 Par Value | MOption exerciseDisposed | −15,577 | $0.00 | $0 | 0 | Direct | |
| Nov 8, 2024 | Common Stock $0.01 Par Value | MOption exerciseDisposed | −2,435 | $0.00 | $0 | 0 | Direct | |
| Nov 8, 2024 | Common Stock $0.01 Par Value | MOption exerciseDisposed | −7,911 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.