Donofrio John's Form 4 filing
Johnson Controls International plc (JCI) · filed Nov 8, 2024
- Accession no.
- 0001127602-24-026868
- Filed
- Nov 8, 2024
- Trade date
- Nov 7-8, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 7 non-derivative transactions and 3 derivative transactions. Open-market sales total $9.21M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Donofrio JohnCIK 0001330156 | Officer (Exec VP & General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 7, 2024 | Ordinary Shares | MOption exerciseAcquired | +42,082 | $37.36 | +$1,572,183.52 | 81,181.36 | Direct | |
| Nov 7, 2024 | Ordinary Shares | SSaleDisposed | −42,082 | $82.04 | −$3,452,407.28 | 39,099.36 | Direct | |
| Nov 8, 2024 | Ordinary Shares | MOption exerciseAcquired | +28,839 | $37.36 | +$1,077,425.04 | 67,938.36 | Direct | |
| Nov 8, 2024 | Ordinary Shares | MOption exerciseAcquired | +40,000 | $33.39 | +$1,335,600 | 107,938.36 | Direct | |
| Nov 8, 2024 | Ordinary Shares | SSaleDisposed | −9,400 | $82.59 | −$776,346 | 98,538.36 | Direct | |
| Nov 8, 2024 | Ordinary Shares | SSaleDisposed | −51,425 | $83.83 | −$4,310,957.75 | 47,113.36 | Direct | |
| Nov 8, 2024 | Ordinary Shares | SSaleDisposed | −8,014 | $84.17 | −$674,538.38 | 39,099.36 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 7, 2024 | Ordinary Shares | MOption exerciseDisposed | −42,082 | $0.00 | $0 | 28,839 | Direct | |
| Nov 8, 2024 | Ordinary Shares | MOption exerciseDisposed | −28,839 | $0.00 | $0 | 0 | Direct | |
| Nov 8, 2024 | Ordinary Shares | MOption exerciseDisposed | −40,000 | $0.00 | $0 | 49,928 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.