Warsek Gregory's Form 4 filing
Associated Banc-CorpASB · filed Nov 8, 2024
- Accession no.
- 0001127602-24-026823
- Filed
- Nov 8, 2024
- Trade date
- Nov 6-7, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.09M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Warsek GregoryCIK 0002040938 | Officer (EVP) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 6, 2024 | Common Stock $0.01 Par Value | ILess common codeAcquired | +26,837 | $28.14 | +$755,193.18 | 26,837 | Indirect | |
| Nov 7, 2024 | Common Stock $0.01 Par Value | MOption exerciseAcquired | +20,372 | $18.59 | +$378,715.48 | 30,194 | Direct | |
| Nov 7, 2024 | Common Stock $0.01 Par Value | MOption exerciseAcquired | +19,308 | $17.50 | +$337,890 | 49,502 | Direct | |
| Nov 7, 2024 | Common Stock $0.01 Par Value | SSaleDisposed | −39,680 | $27.47F1 | −$1,090,009.6 | 9,822 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 7, 2024 | Common Stock $0.01 Par Value | MOption exerciseDisposed | −19,308 | $0.00 | $0 | 0 | Direct | |
| Nov 7, 2024 | Common Stock $0.01 Par Value | MOption exerciseDisposed | −20,372 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.410 to $27.465, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote above.
Referenced by the price of 1 transaction in Table I.