Falzon Robert's Form 4 filing
Prudential Financial Inc (PFH) · filed Nov 8, 2024
- Accession no.
- 0001127602-24-026820
- Filed
- Nov 8, 2024
- Trade date
- Nov 6, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $6.76M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Falzon RobertCIK 0001256465 | Officer (EVP and Vice Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 6, 2024 | Common Stock | MOption exerciseAcquired | +29,445 | $110.45 | +$3,252,200.25 | 236,760 | Direct | |
| Nov 6, 2024 | Common Stock | SSaleDisposed | −28,150 | $128.26 | −$3,610,519 | 208,610 | Direct | |
| Nov 6, 2024 | Common Stock | MOption exerciseAcquired | +26,008 | $106.89 | +$2,779,995.12 | 234,618 | Direct | |
| Nov 6, 2024 | Common Stock | SSaleDisposed | −24,587 | $128.26 | −$3,153,528.62 | 210,031 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 6, 2024 | Common Stock | MOption exerciseDisposed | −29,445 | $0.00 | $0 | 0 | Direct | |
| Nov 6, 2024 | Common Stock | MOption exerciseDisposed | −26,008 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.