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Kitowski Nicole M's Form 4 filing

Associated Banc-Corp (ASB) · filed Nov 8, 2024

Accession no.
0001127602-24-026792
Filed
Nov 8, 2024
Trade date
Nov 7, 2024
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 5 non-derivative transactions and 4 derivative transactions. Open-market sales total $2.00M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kitowski Nicole MCIK 0001721176Officer (Executive Vice President)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 7, 2024Common Stock $0.01 Par ValueMOption exerciseAcquired+8,741$26.00+$227,26646,929.98Direct
Nov 7, 2024Common Stock $0.01 Par ValueMOption exerciseAcquired+18,082$24.25+$438,488.565,011.98Direct
Nov 7, 2024Common Stock $0.01 Par ValueMOption exerciseAcquired+22,000$22.01+$484,22087,011.98Direct
Nov 7, 2024Common Stock $0.01 Par ValueMOption exerciseAcquired+24,148$20.32+$490,687.36111,159.98Direct
Nov 7, 2024Common Stock $0.01 Par ValueSSaleDisposed−72,971$27.43−$2,001,594.5338,188.98Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 7, 2024Common Stock $0.01 Par ValueMOption exerciseDisposed−24,148$0.00$00Direct
Nov 7, 2024Common Stock $0.01 Par ValueMOption exerciseDisposed−22,000$0.00$00Direct
Nov 7, 2024Common Stock $0.01 Par ValueMOption exerciseDisposed−18,082$0.00$00Direct
Nov 7, 2024Common Stock $0.01 Par ValueMOption exerciseDisposed−8,741$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)