Hutjens Brad Vincent's Form 4 filing
Nicolet Bankshares Inc (NIC) · filed Nov 8, 2024
- Accession no.
- 0001127602-24-026786
- Filed
- Nov 8, 2024
- Trade date
- Nov 6, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.44M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hutjens Brad VincentCIK 0001664629 | Officer (EVP - CCO - Nicolet Natl Bank) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 6, 2024 | Common Stock | MOption exerciseAcquired | +13,500 | $48.85 | +$659,475 | 40,174 | Direct | |
| Nov 6, 2024 | Common Stock | SSaleDisposed | −6,750 | $105.85 | −$714,487.5 | 33,424 | Direct | |
| Nov 6, 2024 | Common Stock | SSaleDisposed | −6,750 | $106.85 | −$721,237.5 | 26,674 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 6, 2024 | Common Stock | MOption exerciseDisposed | −13,500 | $0.00 | $0 | 27,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.