Buckley Robert's Form 4 filing
Novanta IncNOVT · filed Nov 5, 2024
- Accession no.
- 0001127602-24-026483
- Filed
- Nov 5, 2024
- Trade date
- Nov 1, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $633.6K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Buckley RobertCIK 0001513778 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2024 | Common Stock | MOption exerciseAcquired | +3,660 | $14.13 | +$51,715.8 | 124,079 | Direct | |
| Nov 1, 2024 | Common Stock | SSaleDisposed | −309 | $170.78F2 | −$52,771.02 | 123,770 | Direct | |
| Nov 1, 2024 | Common Stock | SSaleDisposed | −789 | $172.12F3 | −$135,802.68 | 122,981 | Direct | |
| Nov 1, 2024 | Common Stock | SSaleDisposed | −942 | $173.00F4 | −$162,966 | 122,039 | Direct | |
| Nov 1, 2024 | Common Stock | SSaleDisposed | −1,503 | $174.05F5 | −$261,597.15 | 120,536 | Direct | |
| Nov 1, 2024 | Common Stock | SSaleDisposed | −117 | $174.59F6 | −$20,427.03 | 120,419 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2024 | Common Stock | MOption exerciseDisposed | −3,660 | $0.00 | $0 | 20,121 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades ranging from $170.37 to $171.15. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request from the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades ranging from $171.39 to $172.35. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request from the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades ranging from $172.49 to $173.47. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request from the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades ranging from $173.49 to $174.48. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request from the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades ranging from $174.52 to $174.91. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request from the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
Remarks
Power of Attorney on file