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Buckminster Douglas E.'s Form 4 filing

American Express Co (AXP) · filed Oct 31, 2024

Accession no.
0001127602-24-026149
Filed
Oct 31, 2024
Trade date
Oct 29, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $3.55M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Buckminster Douglas E.CIK 0001477675Officer (Vice Chairman)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 29, 2024Common StockMOption exerciseAcquired+13,111$83.30+$1,092,146.3122,802.07Direct
Oct 29, 2024Common StockSSaleDisposed−13,111$270.98−$3,552,818.78109,691.07Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Oct 29, 2024Common StockMOption exerciseDisposed−13,111$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)