Atwell Robert Bruce's Form 4 filing
Nicolet Bankshares Inc (NIC) · filed Oct 30, 2024
- Accession no.
- 0001127602-24-026106
- Filed
- Oct 30, 2024
- Trade date
- Oct 28-30, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.76M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Atwell Robert BruceCIK 0001253903 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 28, 2024 | Common Stock | MOption exerciseAcquired | +2,721 | $48.85 | +$132,920.85 | 36,036 | Direct | |
| Oct 28, 2024 | Common Stock | SSaleDisposed | −2,721 | $103.00 | −$280,263 | 33,315 | Direct | |
| Oct 29, 2024 | Common Stock | MOption exerciseAcquired | +200 | $48.85 | +$9,770 | 33,515 | Direct | |
| Oct 29, 2024 | Common Stock | SSaleDisposed | −200 | $103.00 | −$20,600 | 33,315 | Direct | |
| Oct 30, 2024 | Common Stock | MOption exerciseAcquired | +14,171 | $48.85 | +$692,253.35 | 47,486 | Direct | |
| Oct 30, 2024 | Common Stock | SSaleDisposed | −14,171 | $103.00 | −$1,459,613 | 33,315 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 28, 2024 | Common Stock | MOption exerciseDisposed | −2,721 | $0.00 | $0 | 149,371 | Direct | |
| Oct 29, 2024 | Common Stock | MOption exerciseDisposed | −200 | $0.00 | $0 | 149,171 | Direct | |
| Oct 30, 2024 | Common Stock | MOption exerciseDisposed | −14,171 | $0.00 | $0 | 135,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.