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Ward Thomas J's Form 4 filing

Snap-on Inc (SNA) · filed Oct 29, 2024

Accession no.
0001127602-24-026073
Filed
Oct 29, 2024
Trade date
Oct 28-29, 2024
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $4.24M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ward Thomas JCIK 0001320928Officer (Sr VP & President - RS&I Group)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 28, 2024Common StockMOption exerciseAcquired+5,092$189.89+$966,919.8860,492.93Direct
Oct 28, 2024Common StockMOption exerciseAcquired+7,645$211.67+$1,618,217.1568,137.93Direct
Oct 28, 2024Common StockSSaleDisposed−7,672$332.78F2−$2,553,088.1660,465.93Direct
Oct 28, 2024Common StockSSaleDisposed−5,065$333.86F3−$1,691,000.955,400.93Direct
Oct 29, 2024Common StockGGiftDisposed−300–F4–55,100.93Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Oct 28, 2024Common StockMOption exerciseDisposed−5,092–F6–0Direct
Oct 28, 2024Common StockMOption exerciseDisposed−7,645–F6–3,823Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

This transaction was executed in multiple trades at prices ranging from $332.56 to $333.5533. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

Referenced by the price of 1 transaction in Table I.

F3

This transaction was executed in multiple trades at prices ranging from $333.59 to $334.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

Referenced by the price of 1 transaction in Table I.

F4

Bona fide gift.

Referenced by the price of 1 transaction in Table I.

F6

Exercise of Rule 16b-3 stock option.

Referenced by the price of 2 transactions in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)