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Hutjens Brad Vincent's Form 4 filing

Nicolet Bankshares Inc (NIC) · filed Oct 24, 2024

Accession no.
0001127602-24-025938
Filed
Oct 24, 2024
Trade date
Oct 23-24, 2024
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $804.0K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Hutjens Brad VincentCIK 0001664629Officer (EVP - CCO - Nicolet Natl Bank)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 23, 2024Common StockMOption exerciseAcquired+200$48.85+$9,77026,874Direct
Oct 23, 2024Common StockSSaleDisposed−200$101.85−$20,37026,674Direct
Oct 24, 2024Common StockMOption exerciseAcquired+7,661$48.85+$374,239.8534,335Direct
Oct 24, 2024Common StockSSaleDisposed−4,300$101.85−$437,95530,035Direct
Oct 24, 2024Common StockSSaleDisposed−3,361$102.85−$345,678.8526,674Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Oct 23, 2024Common StockMOption exerciseDisposed−200$0.00$053,800Direct
Oct 24, 2024Common StockMOption exerciseDisposed−7,661$0.00$046,139Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)