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Oliver George's Form 4 filing

Johnson Controls International plc (JCI) · filed Oct 16, 2024

Accession no.
0001127602-24-025600
Filed
Oct 16, 2024
Trade date
Oct 15, 2024
Filing delay
1 day
Rule 10b5-1 plan
Checked

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $8.49M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Oliver GeorgeCIK 0001403297Officer (Chairman & CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 15, 2024Ordinary SharesMOption exerciseAcquired+110,615$41.86+$4,630,343.91,354,366.15Direct
Oct 15, 2024Ordinary SharesSSaleDisposed−109,625$76.78−$8,417,007.51,244,741.15Direct
Oct 15, 2024Ordinary SharesSSaleDisposed−990$77.51−$76,734.91,243,751.15Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Oct 15, 2024Ordinary SharesMOption exerciseDisposed−110,615$0.00$0110,616Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)