Miller Richard Thomas's Form 4 filing
Snap-on IncSNA · filed Oct 15, 2024
- Accession no.
- 0001127602-24-025541
- Filed
- Oct 15, 2024
- Trade date
- Oct 15, 2024
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $986.9K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Miller Richard ThomasCIK 0001740864 | Officer (VP, Gen Counsel & Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 15, 2024 | Common Stock | MOption exerciseAcquired | +1,796 | $138.03 | +$247,901.88 | 5,013.51 | Direct | |
| Oct 15, 2024 | Common Stock | MOption exerciseAcquired | +1,500 | $168.70 | +$253,050 | 6,513.51 | Direct | |
| Oct 15, 2024 | Common Stock | SSaleDisposed | −1,796 | $298.75F3 | −$536,555 | 4,717.51 | Direct | |
| Oct 15, 2024 | Common Stock | SSaleDisposed | −1,500 | $300.22F4 | −$450,330 | 3,217.51 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $298.29 to $298.89. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $300.00 to $300.53. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.
- F6
Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan, which was adopted on February 23, 2023.
Referenced by the price of 2 transactions in Table II.