Smith James C's Form 4 filing
Gartner IncIT · filed Sep 13, 2024
- Accession no.
- 0001127602-24-023892
- Filed
- Sep 13, 2024
- Trade date
- Sep 11-12, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions. Open-market sales total $3.95M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Smith James CCIK 0001183693 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 11, 2024 | Common Stock | SSaleDisposed | −1,426 | $500.23 | −$713,327.98 | 570,664 | Direct | |
| Sep 12, 2024 | Common Stock | SSaleDisposed | −1,431 | $500.66F1 | −$716,444.46 | 569,233 | Direct | |
| Sep 12, 2024 | Common Stock | SSaleDisposed | −1,192 | $501.42F2 | −$597,692.64 | 568,041 | Direct | |
| Sep 12, 2024 | Common Stock | SSaleDisposed | −2,771 | $502.53F3 | −$1,392,510.63 | 565,270 | Direct | |
| Sep 12, 2024 | Common Stock | SSaleDisposed | −1,052 | $503.39F4 | −$529,566.28 | 564,218 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $500.22 to $501.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $501.23 to $501.94. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $502.22 to $503.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $503.14 to $503.42. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.