Kushel J. Richard's Form 4 filing
BlackRock, Inc.BLK · filed Aug 30, 2024
- Accession no.
- 0001127602-24-023247
- Filed
- Aug 30, 2024
- Trade date
- Aug 29, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 7 non-derivative transactions and 1 derivative transaction. Open-market sales total $12.4M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kushel J. RichardCIK 0001059240 | Officer (Senior Managing Director) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 29, 2024 | Shares Of Common Stock (par Value $0.01 Per Share) | MOption exerciseAcquired | +14,000 | $513.50 | +$7,189,000 | 81,107.34 | Direct | |
| Aug 29, 2024 | Shares Of Common Stock (par Value $0.01 Per Share) | SSaleDisposed | −96 | $885.39F2 | −$84,997.44 | 81,011.34 | Direct | |
| Aug 29, 2024 | Shares Of Common Stock (par Value $0.01 Per Share) | SSaleDisposed | −258 | $886.63F3 | −$228,750.54 | 80,753.34 | Direct | |
| Aug 29, 2024 | Shares Of Common Stock (par Value $0.01 Per Share) | SSaleDisposed | −390 | $888.04F4 | −$346,335.6 | 80,363.34 | Direct | |
| Aug 29, 2024 | Shares Of Common Stock (par Value $0.01 Per Share) | SSaleDisposed | −12,226 | $888.89F5 | −$10,867,569.14 | 68,137.34 | Direct | |
| Aug 29, 2024 | Shares Of Common Stock (par Value $0.01 Per Share) | SSaleDisposed | −443 | $890.22F6 | −$394,367.46 | 67,694.34 | Direct | |
| Aug 29, 2024 | Shares Of Common Stock (par Value $0.01 Per Share) | SSaleDisposed | −587 | $890.86F7 | −$522,934.82 | 67,107.34 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 29, 2024 | Common Stock | MOption exerciseDisposed | −14,000 | $0.00 | $0 | 67,142 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $885.15 to $885.63. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $886.32 to $886.96. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $887.63 to $888.60. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $888.66 to $889.30. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $889.67 to $890.66. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $890.69 to $891.32. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.