Skip to main content

Mason Phillip James's Form 4 filing

Umb Financial Corp (UMBF) · filed Aug 26, 2024

Accession no.
0001127602-24-022912
Filed
Aug 26, 2024
Trade date
Aug 23, 2024
Filing delay
3 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions. Open-market sales total $59.2K. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Mason Phillip JamesCIK 0001976804Officer (President, Inst. Banking)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 23, 2024Common StockSSaleDisposed−200$103.11−$20,6223,536.42Direct
Aug 23, 2024Common StockSSaleDisposed−200$103.01−$20,6023,736.42Direct
Aug 23, 2024Common StockSSaleDisposed−174$103.23−$17,962.023,362.42Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)