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Olague Michael's Form 4 filing

Sierra Bancorp (BSRR) · filed Aug 21, 2024

Accession no.
0001127602-24-022737
Filed
Aug 21, 2024
Trade date
Aug 20, 2024
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $85.8K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Olague MichaelCIK 0001630922Officer (EVP/Chief Banking Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 20, 2024Common StockMOption exerciseAcquired+5,000$16.35+$81,75015,507Direct
Aug 20, 2024Common StockSSaleDisposed−3,098$27.70−$85,814.612,409Direct
Aug 20, 2024Common StockFTax withholdingDisposed−2,253$27.83−$62,700.9922,879Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 20, 2024Common StockMOption exerciseDisposed−5,000$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)