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Horgen Jay C.'s Form 4 filing

Affiliated Managers Group, Inc. (AMG) · filed Aug 20, 2024

Accession no.
0001127602-24-022664
Filed
Aug 20, 2024
Trade date
Aug 19-20, 2024
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $3.13M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Horgen Jay C.CIK 0001432993Director, Officer (President and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 19, 2024Common StockMOption exerciseAcquired+200,000$74.49+$14,898,000519,004Direct
Aug 19, 2024Common StockFTax withholdingDisposed−132,728$172.00−$22,829,216386,276Direct
Aug 19, 2024Common StockSSaleDisposed−9,000$171.98−$1,547,820377,276Direct
Aug 20, 2024Common StockSSaleDisposed−9,300$169.93−$1,580,349367,976Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 19, 2024Common StockMOption exerciseDisposed−200,000$0.00$0400,000Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)