Horgen Jay C.'s Form 4 filing
Affiliated Managers Group, Inc.AMG · filed Aug 20, 2024
- Accession no.
- 0001127602-24-022664
- Filed
- Aug 20, 2024
- Trade date
- Aug 19-20, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $3.13M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Horgen Jay C.CIK 0001432993 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 19, 2024 | Common Stock | MOption exerciseAcquired | +200,000 | $74.49 | +$14,898,000 | 519,004 | Direct | |
| Aug 19, 2024 | Common Stock | FTax withholdingDisposed | −132,728 | $172.00 | −$22,829,216 | 386,276 | Direct | |
| Aug 19, 2024 | Common Stock | SSaleDisposed | −9,000 | $171.98F1 | −$1,547,820 | 377,276 | Direct | |
| Aug 20, 2024 | Common Stock | SSaleDisposed | −9,300 | $169.93F2 | −$1,580,349 | 367,976 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 19, 2024 | Common Stock | MOption exerciseDisposed | −200,000 | $0.00 | $0 | 400,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The sale reflects the weighted average sales price of the shares sold; the individual transaction prices ranged from $171.62 to $172.73. Specific transaction details will be provided to the SEC upon request.
Referenced by the price of 1 transaction in Table I.
- F2
The sale reflects the weighted average sales price of the shares sold; the individual transaction prices ranged from $169.15 to $171.72. Specific transaction details will be provided to the SEC upon request.
Referenced by the price of 1 transaction in Table I.