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Graddick Weir Mirian M's Form 4 filing

Yum Brands Inc (YUM) · filed Aug 20, 2024

Accession no.
0001127602-24-022570
Filed
Aug 20, 2024
Trade date
Aug 19, 2024
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $179.9K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Graddick Weir Mirian MCIK 0001168014Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 19, 2024Common StockMOption exerciseAcquired+2,088$51.30+$107,114.43,321Direct
Aug 19, 2024Common StockDReturned to the companyDisposed−779$137.60−$107,190.42,542Direct
Aug 19, 2024Common StockSSaleDisposed−1,309$137.40−$179,856.61,233Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 19, 2024Common StockMOption exerciseDisposed−2,088$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)