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Braman Shamayne's Form 4 filing

Sonos Inc (SONO) · filed Aug 19, 2024

Accession no.
0001127602-24-022514
Filed
Aug 19, 2024
Trade date
Aug 15-16, 2024
Filing delay
4 days
Rule 10b5-1 plan
Checked

This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $74.4K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Braman ShamayneCIK 0001963743Officer (Chief People Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 15, 2024Common StockMOption exerciseAcquired+9,280–F2–35,868Direct
Aug 15, 2024Common StockFTax withholdingDisposed−2,842$11.21−$31,858.8233,026Direct
Aug 16, 2024Common StockSSaleDisposed−6,438$11.56−$74,423.2826,588Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 15, 2024Common StockMOption exerciseDisposed−1,218$0.00$091,909Direct
Aug 15, 2024Common StockMOption exerciseDisposed−8,062$0.00$083,847Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)