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Johnson Shannon Andresen's Form 4 filing

Umb Financial Corp (UMBF) · filed Aug 19, 2024

Accession no.
0001127602-24-022459
Filed
Aug 19, 2024
Trade date
Aug 15, 2024
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 26 non-derivative transactions and 2 derivative transactions. Open-market sales total $499.8K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Johnson Shannon AndresenCIK 0001660040Officer (Chief Administrative Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 15, 2024Common StockMOption exerciseAcquired+2,709$51.42+$139,296.7823,173.13Direct
Aug 15, 2024Common StockMOption exerciseAcquired+2,967$47.68+$141,466.5626,140.13Direct
Aug 15, 2024Common StockSSaleDisposed−400$96.68−$38,67225,740.13Direct
Aug 15, 2024Common StockSSaleDisposed−71$96.76−$6,869.9625,669.13Direct
Aug 15, 2024Common StockSSaleDisposed−100$96.80−$9,68025,569.13Direct
Aug 15, 2024Common StockSSaleDisposed−29$96.83−$2,808.0725,540.13Direct
Aug 15, 2024Common StockSSaleDisposed−200$96.85−$19,37025,340.13Direct
Aug 15, 2024Common StockSSaleDisposed−747$96.86−$72,354.4224,593.13Direct
Aug 15, 2024Common StockSSaleDisposed−80$96.87−$7,749.624,513.13Direct
Aug 15, 2024Common StockSSaleDisposed−100$96.89−$9,68924,413.13Direct
Aug 15, 2024Common StockSSaleDisposed−100$96.91−$9,69124,313.13Direct
Aug 15, 2024Common StockSSaleDisposed−99$96.92−$9,595.0824,214.13Direct
Aug 15, 2024Common StockSSaleDisposed−20$96.93−$1,938.624,194.13Direct
Aug 15, 2024Common StockSSaleDisposed−101$96.94−$9,790.9424,093.13Direct
Aug 15, 2024Common StockSSaleDisposed−100$96.95−$9,69523,993.13Direct
Aug 15, 2024Common StockSSaleDisposed−400$96.98−$38,79223,593.13Direct
Aug 15, 2024Common StockSSaleDisposed−660$96.99−$64,013.422,933.13Direct
Aug 15, 2024Common StockSSaleDisposed−101$97.00−$9,79722,832.13Direct
Aug 15, 2024Common StockSSaleDisposed−602$97.02−$58,406.0422,230.13Direct
Aug 15, 2024Common StockSSaleDisposed−300$97.03−$29,10921,930.13Direct
Aug 15, 2024Common StockSSaleDisposed−345$97.05−$33,482.2521,585.13Direct
Aug 15, 2024Common StockSSaleDisposed−100$97.09−$9,70921,485.13Direct
Aug 15, 2024Common StockSSaleDisposed−100$97.10−$9,71021,385.13Direct
Aug 15, 2024Common StockSSaleDisposed−100$97.10−$9,71021,285.13Direct
Aug 15, 2024Common StockSSaleDisposed−100$97.11−$9,71121,185.13Direct
Aug 15, 2024Common StockSSaleDisposed−200$97.14−$19,42820,985.13Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 15, 2024Common StockMOption exerciseDisposed−2,709$0.00$00Direct
Aug 15, 2024Common StockMOption exerciseDisposed−2,967$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)