Harris Parker's Form 4/A amendment
AmendedSalesforce, Inc. (CRM) · filed Aug 14, 2024
- Accession no.
- 0001127602-24-022191
- Filed
- Aug 14, 2024
- Trade date
- Aug 9, 2024
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Checked
- Original filed
- Aug 12, 2024
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $352.3K. It was filed 5 days after the trade.
This amendment replaces 0001127602-24-022031 (filed Aug 12, 2024).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Harris ParkerCIK 0001294774 | Director, Officer (Co-Founder and CTO, Slack) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 9, 2024 | Common Stock | MOption exerciseAcquired | +1,400 | $118.04F2 | +$165,256 | 118,981 | Direct | |
| Aug 9, 2024 | Common Stock | SSaleDisposed | −605 | $251.04F3 | −$151,879.2 | 118,376 | Direct | |
| Aug 9, 2024 | Common Stock | SSaleDisposed | −604 | $251.93F4 | −$152,165.72 | 117,772 | Direct | |
| Aug 9, 2024 | Common Stock | SSaleDisposed | −191 | $252.52F5 | −$48,231.32 | 117,581 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 9, 2024 | Common Stock | MOption exerciseDisposed | −1,400 | $0.00 | $0 | 54,370 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
As indicated by the checkbox above, this transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 26, 2023.
- F2
This amendment is being filed solely to correct an error to the price as previously reported. This amended report does not report any new transactions or otherwise modify the transaction details that were previously reported.
Referenced by the price of 1 transaction in Table I.
- F3
Weighted average price. These shares were sold in multiple transactions at prices ranging from $250.4600 to $251.3900 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Referenced by the price of 1 transaction in Table I.
- F4
Weighted average price. These shares were sold in multiple transactions at prices ranging from $251.4600 to $252.4000 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Referenced by the price of 1 transaction in Table I.
- F5
Weighted average price. These shares were sold in multiple transactions at prices ranging from $252.4700 to $252.6000 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Referenced by the price of 1 transaction in Table I.
- F6
Shares held in The G. Parker Harris III & Holly L. Johnson Family Trust.
- F7
The reported securities are held by an LLC that is managed by the reporting person and his spouse.
- F8
Option is exercisable and vests over four years at the rate of 25% on March 22, 2019, the first anniversary of the holder's date of grant, with the balance vesting in equal monthly installments over the remaining 36 months.