Sami Sabir's Form 4 filing
Yum Brands Inc (YUM) · filed Aug 9, 2024
- Accession no.
- 0001127602-24-021953
- Filed
- Aug 9, 2024
- Trade date
- Aug 7, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 25 non-derivative transactions and 10 derivative transactions. Open-market sales total $9.75M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sami SabirCIK 0001900563 | Officer (Chief Executive Officer - KFC) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 7, 2024 | Common Stock | SSaleDisposed | −9,005 | $137.16 | −$1,235,125.8 | 67.55 | Direct | |
| Aug 7, 2024 | Common Stock | MOption exerciseAcquired | +3,440 | $49.66 | +$170,830.4 | 3,507.55 | Direct | |
| Aug 7, 2024 | Common Stock | DReturned to the companyDisposed | −1,247 | $137.00 | −$170,839 | 2,260.55 | Direct | |
| Aug 7, 2024 | Common Stock | SSaleDisposed | −2,193 | $137.16 | −$300,791.88 | 67.55 | Direct | |
| Aug 7, 2024 | Common Stock | MOption exerciseAcquired | +11,582 | $68.00 | +$787,576 | 11,649.55 | Direct | |
| Aug 7, 2024 | Common Stock | DReturned to the companyDisposed | −5,749 | $137.00 | −$787,613 | 5,900.55 | Direct | |
| Aug 7, 2024 | Common Stock | SSaleDisposed | −5,833 | $137.16 | −$800,054.28 | 67.55 | Direct | |
| Aug 7, 2024 | Common Stock | MOption exerciseAcquired | +9,075 | $78.07 | +$708,485.25 | 9,142.55 | Direct | |
| Aug 7, 2024 | Common Stock | DReturned to the companyDisposed | −5,172 | $137.00 | −$708,564 | 3,970.55 | Direct | |
| Aug 7, 2024 | Common Stock | SSaleDisposed | −3,903 | $137.16 | −$535,335.48 | 67.55 | Direct | |
| Aug 7, 2024 | Common Stock | MOption exerciseAcquired | +13,656 | $93.26 | +$1,273,558.56 | 13,723.55 | Direct | |
| Aug 7, 2024 | Common Stock | DReturned to the companyDisposed | −9,297 | $137.00 | −$1,273,689 | 4,426.55 | Direct | |
| Aug 7, 2024 | Common Stock | SSaleDisposed | −4,359 | $137.16 | −$597,880.44 | 67.55 | Direct | |
| Aug 7, 2024 | Common Stock | MOption exerciseAcquired | +5,830 | $68.00 | +$396,440 | 5,897.55 | Direct | |
| Aug 7, 2024 | Common Stock | MOption exerciseAcquired | +12,218 | $102.87 | +$1,256,865.66 | 18,115.55 | Direct | |
| Aug 7, 2024 | Common Stock | MOption exerciseAcquired | +13,040 | $102.87 | +$1,341,424.8 | 31,155.55 | Direct | |
| Aug 7, 2024 | Common Stock | MOption exerciseAcquired | +1,761 | $103.36 | +$182,016.96 | 32,916.55 | Direct | |
| Aug 7, 2024 | Common Stock | MOption exerciseAcquired | +8,211 | $122.07 | +$1,002,316.77 | 41,127.55 | Direct | |
| Aug 7, 2024 | Common Stock | MOption exerciseAcquired | +4,698 | $131.31 | +$616,894.38 | 45,825.55 | Direct | |
| Aug 7, 2024 | Common Stock | SSaleDisposed | −5,830 | $137.16 | −$799,642.8 | 39,995.55 | Direct | |
| Aug 7, 2024 | Common Stock | SSaleDisposed | −12,218 | $137.16 | −$1,675,820.88 | 27,777.55 | Direct | |
| Aug 7, 2024 | Common Stock | SSaleDisposed | −13,040 | $137.16 | −$1,788,566.4 | 14,737.55 | Direct | |
| Aug 7, 2024 | Common Stock | SSaleDisposed | −1,761 | $137.16 | −$241,538.76 | 12,976.55 | Direct | |
| Aug 7, 2024 | Common Stock | SSaleDisposed | −8,211 | $137.16 | −$1,126,220.76 | 4,765.55 | Direct | |
| Aug 7, 2024 | Common Stock | SSaleDisposed | −4,698 | $137.16 | −$644,377.68 | 67.55 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 7, 2024 | Common Stock | MOption exerciseDisposed | −3,440 | $0.00 | $0 | 0 | Direct | |
| Aug 7, 2024 | Common Stock | MOption exerciseDisposed | −11,582 | $0.00 | $0 | 0 | Direct | |
| Aug 7, 2024 | Common Stock | MOption exerciseDisposed | −9,075 | $0.00 | $0 | 0 | Direct | |
| Aug 7, 2024 | Common Stock | MOption exerciseDisposed | −13,656 | $0.00 | $0 | 0 | Direct | |
| Aug 7, 2024 | Common Stock | MOption exerciseDisposed | −5,830 | $0.00 | $0 | 0 | Direct | |
| Aug 7, 2024 | Common Stock | MOption exerciseDisposed | −12,218 | $0.00 | $0 | 0 | Direct | |
| Aug 7, 2024 | Common Stock | MOption exerciseDisposed | −13,040 | $0.00 | $0 | 0 | Direct | |
| Aug 7, 2024 | Common Stock | MOption exerciseDisposed | −1,761 | $0.00 | $0 | 588 | Direct | |
| Aug 7, 2024 | Common Stock | MOption exerciseDisposed | −8,211 | $0.00 | $0 | 8,212 | Direct | |
| Aug 7, 2024 | Common Stock | MOption exerciseDisposed | −4,698 | $0.00 | $0 | 14,096 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.