Kemper J Mariner's Form 4 filing
Umb Financial Corp (UMBF) · filed Aug 7, 2024
- Accession no.
- 0001127602-24-021806
- Filed
- Aug 7, 2024
- Trade date
- Aug 6, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 8 non-derivative transactions and 1 derivative transaction. Open-market sales total $940.7K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kemper J MarinerCIK 0001229109 | Director, Officer (Chairman and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 6, 2024 | Common Stock | MOption exerciseAcquired | +10,115 | $75.25 | +$761,153.75 | 267,911.22 | Direct | |
| Aug 6, 2024 | Common Stock | SSaleDisposed | −6,043 | $93.00 | −$561,999 | 261,868.22 | Direct | |
| Aug 6, 2024 | Common Stock | SSaleDisposed | −3,671 | $93.01 | −$341,439.71 | 258,197.22 | Direct | |
| Aug 6, 2024 | Common Stock | SSaleDisposed | −100 | $93.02 | −$9,302 | 258,097.22 | Direct | |
| Aug 6, 2024 | Common Stock | SSaleDisposed | −100 | $93.02 | −$9,302 | 257,997.22 | Direct | |
| Aug 6, 2024 | Common Stock | SSaleDisposed | −100 | $93.03 | −$9,303 | 257,897.22 | Direct | |
| Aug 6, 2024 | Common Stock | SSaleDisposed | −100 | $93.04 | −$9,304 | 257,797.22 | Direct | |
| Aug 6, 2024 | Common Stock | SSaleDisposed | −1 | $93.08 | −$93.08 | 257,796.22 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 6, 2024 | Common Stock | MOption exerciseDisposed | −10,115 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.