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Coen Steven P.'s Form 4 filing

Ginkgo Bioworks Holdings, Inc. (DNA) · filed Aug 6, 2024

Accession no.
0001127602-24-021720
Filed
Aug 6, 2024, 4:39 PM ET
Trade date
Aug 1-2, 2024
Filing delay
5 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $5.02K. It was filed 5 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Coen Steven P.CIK 0001977441Officer (See remarks)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 1, 2024Class A Common StockMOption exerciseAcquired+23,496–F1–218,554Direct
Aug 1, 2024Class A Common StockMOption exerciseAcquired+6,250–F1–224,804Direct
Aug 2, 2024Class A Common StockSSaleDisposed−17,486$0.287−$5,018.48207,318Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 1, 2024Class A Common StockMOption exerciseDisposed−23,496–F1–775,377Direct
Aug 1, 2024Class A Common StockMOption exerciseDisposed−6,250–F1–268,751Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Referenced by the price of 2 transactions in Table I and 2 transactions in Table II.

Remarks

Chief Accounting Officer

Read the full filing on SEC EDGAR (opens in a new tab)