Kemper J Mariner's Form 4 filing
Umb Financial Corp (UMBF) · filed Aug 5, 2024
- Accession no.
- 0001127602-24-021638
- Filed
- Aug 5, 2024
- Trade date
- Aug 2, 2024
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 21 non-derivative transactions and 1 derivative transaction. Open-market sales total $197.5K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kemper J MarinerCIK 0001229109 | Director, Officer (Chairman and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2024 | Common Stock | MOption exerciseAcquired | +17,849 | $75.25 | +$1,343,137.25 | 275,645.22 | Direct | |
| Aug 2, 2024 | Common Stock | SSaleDisposed | −71 | $93.00 | −$6,603 | 275,574.22 | Direct | |
| Aug 2, 2024 | Common Stock | SSaleDisposed | −100 | $93.03 | −$9,303 | 275,474.22 | Direct | |
| Aug 2, 2024 | Common Stock | SSaleDisposed | −200 | $93.04 | −$18,608 | 275,274.22 | Direct | |
| Aug 2, 2024 | Common Stock | SSaleDisposed | −44 | $93.05 | −$4,094.2 | 275,230.22 | Direct | |
| Aug 2, 2024 | Common Stock | SSaleDisposed | −21 | $93.06 | −$1,954.26 | 275,209.22 | Direct | |
| Aug 2, 2024 | Common Stock | SSaleDisposed | −43 | $93.07 | −$4,002.01 | 275,166.22 | Direct | |
| Aug 2, 2024 | Common Stock | SSaleDisposed | −21 | $93.08 | −$1,954.68 | 275,145.22 | Direct | |
| Aug 2, 2024 | Common Stock | SSaleDisposed | −120 | $93.09 | −$11,170.8 | 275,025.22 | Direct | |
| Aug 2, 2024 | Common Stock | SSaleDisposed | −23 | $93.10 | −$2,141.3 | 275,002.22 | Direct | |
| Aug 2, 2024 | Common Stock | SSaleDisposed | −141 | $93.11 | −$13,128.51 | 274,861.22 | Direct | |
| Aug 2, 2024 | Common Stock | SSaleDisposed | −140 | $93.12 | −$13,036.8 | 274,721.22 | Direct | |
| Aug 2, 2024 | Common Stock | SSaleDisposed | −103 | $93.13 | −$9,592.39 | 274,618.22 | Direct | |
| Aug 2, 2024 | Common Stock | SSaleDisposed | −509 | $93.14 | −$47,408.26 | 274,109.22 | Direct | |
| Aug 2, 2024 | Common Stock | SSaleDisposed | −40 | $93.15 | −$3,726 | 274,069.22 | Direct | |
| Aug 2, 2024 | Common Stock | SSaleDisposed | −109 | $93.16 | −$10,154.44 | 273,960.22 | Direct | |
| Aug 2, 2024 | Common Stock | SSaleDisposed | −43 | $93.17 | −$4,006.31 | 273,917.22 | Direct | |
| Aug 2, 2024 | Common Stock | SSaleDisposed | −220 | $93.18 | −$20,499.6 | 273,697.22 | Direct | |
| Aug 2, 2024 | Common Stock | SSaleDisposed | −109 | $93.19 | −$10,157.71 | 273,588.22 | Direct | |
| Aug 2, 2024 | Common Stock | SSaleDisposed | −44 | $93.20 | −$4,100.8 | 273,544.22 | Direct | |
| Aug 2, 2024 | Common Stock | SSaleDisposed | −20 | $93.21 | −$1,864.2 | 273,524.22 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2024 | Common Stock | MOption exerciseDisposed | −17,849 | $0.00 | $0 | 10,115 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.