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Buckley Robert's Form 4 filing

Novanta Inc (NOVT) · filed Aug 5, 2024

Accession no.
0001127602-24-021608
Filed
Aug 5, 2024
Trade date
Aug 1, 2024
Filing delay
4 days
Rule 10b5-1 plan
Checked

This filing lists 11 non-derivative transactions and 1 derivative transaction. Open-market sales total $709.7K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Buckley RobertCIK 0001513778Officer (Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 1, 2024Common StockMOption exerciseAcquired+4,108$14.13+$58,046.04124,527Direct
Aug 1, 2024Common StockSSaleDisposed−743$168.79F2−$125,410.97123,784Direct
Aug 1, 2024Common StockSSaleDisposed−1,183$169.70F3−$200,755.1122,601Direct
Aug 1, 2024Common StockSSaleDisposed−252$170.52F4−$42,971.04122,349Direct
Aug 1, 2024Common StockSSaleDisposed−290$171.68F5−$49,787.2122,059Direct
Aug 1, 2024Common StockSSaleDisposed−314$172.32F6−$54,108.48121,745Direct
Aug 1, 2024Common StockSSaleDisposed−194$173.62F7−$33,682.28121,551Direct
Aug 1, 2024Common StockSSaleDisposed−146$175.54F8−$25,628.84121,405Direct
Aug 1, 2024Common StockSSaleDisposed−192$177.37F9−$34,055.04121,213Direct
Aug 1, 2024Common StockSSaleDisposed−206$179.03F10−$36,880.18121,007Direct
Aug 1, 2024Common StockSSaleDisposed−588$180.94F11−$106,392.72120,419Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 1, 2024Common StockMOption exerciseDisposed−4,108$0.00$034,313Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

This transaction was executed in multiple trades ranging from $168.13 to $169.13. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request from the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F3

This transaction was executed in multiple trades ranging from $169.14 to $170.14. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request from the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F4

This transaction was executed in multiple trades ranging from $170.18 to $170.91. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request from the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F5

This transaction was executed in multiple trades ranging from $171.41 to $171.84. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request from the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F6

This transaction was executed in multiple trades ranging from $172.16 to $172.76. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request from the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F7

This transaction was executed in multiple trades ranging from $173.44 to $173.80. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request from the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F8

This transaction was executed in multiple trades ranging from $175.37 to $175.63. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request from the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F9

This transaction was executed in multiple trades ranging from $177.09 to $177.65. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request from the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F10

This transaction was executed in multiple trades ranging from $178.76 to $179.64. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request from the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F11

This transaction was executed in multiple trades ranging from $180.32 to $181.22. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request from the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Remarks

Power of Attorney on file

Read the full filing on SEC EDGAR (opens in a new tab)