Stein David L's Form 4 filing
Associated Banc-CorpASB · filed Aug 1, 2024
- Accession no.
- 0001127602-24-021309
- Filed
- Aug 1, 2024
- Trade date
- Jul 30, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $743.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stein David LCIK 0001404929 | Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 30, 2024 | Common Stock $0.01 Par Value | MOption exerciseAcquired | +32,107 | $17.24 | +$553,524.68 | 112,905 | Direct | |
| Jul 30, 2024 | Common Stock $0.01 Par Value | SSaleDisposed | −32,107 | $23.15F1 | −$743,277.05 | 80,798 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 30, 2024 | Common Stock $0.01 Par Value | MOption exerciseDisposed | −32,107 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.04 to $23.24, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares [purchased or sold] at each separate price within the ranges set forth in the footnotes above.
Referenced by the price of 1 transaction in Table I.