McPhaill Kevin J's Form 4 filing
Sierra Bancorp (BSRR) · filed Jul 29, 2024
- Accession no.
- 0001127602-24-021113
- Filed
- Jul 29, 2024
- Trade date
- Jul 25-26, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $285.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| McPhaill Kevin JCIK 0001349140 | Officer (President/CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 25, 2024 | Common Stock | MOption exerciseAcquired | +2,849 | $17.25 | +$49,145.25 | 20,048 | Direct | |
| Jul 25, 2024 | Common Stock | MOption exerciseAcquired | +215 | $16.55 | +$3,558.25 | 20,263 | Direct | |
| Jul 25, 2024 | Common Stock | SSaleDisposed | −3,064 | $31.74 | −$97,251.36 | 17,199 | Direct | |
| Jul 26, 2024 | Common Stock | MOption exerciseAcquired | +9,785 | $16.55 | +$161,941.75 | 26,984 | Direct | |
| Jul 26, 2024 | Common Stock | SSaleDisposed | −6,285 | $29.87 | −$187,732.95 | 20,699 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 25, 2024 | Common Stock | MOption exerciseDisposed | −2,849 | $0.00 | $0 | 0 | Direct | |
| Jul 25, 2024 | Common Stock | MOption exerciseDisposed | −215 | $0.00 | $0 | 9,785 | Direct | |
| Jul 26, 2024 | Common Stock | MOption exerciseDisposed | −9,785 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Exercised 12,849 options and sold 9,349 to cover option price and related taxes.