Desjarlais John R's Form 4 filing
Xencor IncXNCR · filed Jul 11, 2024
- Accession no.
- 0001127602-24-020307
- Filed
- Jul 11, 2024
- Trade date
- Jul 9-10, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $665.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Desjarlais John RCIK 0001591313 | Officer (SR. VICE PRESIDENT & CSO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 9, 2024 | Common Stock | MOption exerciseAcquired | +42,215 | $10.73 | +$452,966.95 | 228,648 | Direct | |
| Jul 9, 2024 | Common Stock | SSaleDisposed | −36,329 | $18.32 | −$665,547.28 | 192,319 | Direct | |
| Jul 10, 2024 | Common Stock | MOption exerciseAcquired | +7,785 | $10.73 | +$83,533.05 | 200,104 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 9, 2024 | Common Stock | MOption exerciseDisposed | −42,215 | $0.00 | $0 | 7,785 | Direct | |
| Jul 10, 2024 | Common Stock | MOption exerciseDisposed | −7,785 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.