Jones Doug's Form 4 filing
PennyMac Financial Services, Inc. (PFSI) · filed May 24, 2024
- Accession no.
- 0001127602-24-016617
- Filed
- May 24, 2024
- Trade date
- May 22, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market sales total $2.74M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Jones DougCIK 0001544302 | Director, Officer (Director, President & CMBO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 22, 2024 | Common Stock | SSaleDisposed | −18,899 | $91.01F1 | −$1,719,997.99 | 491,101 | Indirect | |
| May 22, 2024 | Common Stock | SSaleDisposed | −6,955 | $92.03F2 | −$640,068.65 | 484,146 | Indirect | |
| May 22, 2024 | Common Stock | SSaleDisposed | −4,146 | $92.81F3 | −$384,790.26 | 480,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported is the weighted average price of multiple transactions ranging from $90.52 to $91.49. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported is the weighted average price of multiple transactions ranging from $91.53 to $92.46. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported is the weighted average price of multiple transactions ranging from $92.49 to $93.11. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.